NAJAM, Judge.
Ruben Rosales appeals his conviction for attempted murder, a Class A felony, following a jury trial.
In June of 2012, Rosales was a member of the Latin Kings gang in Anderson. Rosales' girlfriend, Briana White, had had a number of problems with Serrano 13, a rival gang. Sergio Torres was a member of the Serrano 13 gang.
In the afternoon of June 27, Torres went to a business near his home and purchased a soft drink and a bag of chips. Torres proceeded down an alley to return to his home. At that time, Rosales, Donavan Ball, and David Rivera drove a van into the alley behind Torres. Ball jumped out of the van at Torres. Ball was unarmed and Torres was facing him. Torres then felt a blow to his head and blacked out. When he awoke, he was on the ground and he saw Rosales. Torres could barely move. He observed Rosales and Ball run back to the van and drive away.
A witness, Melamekia Watson, observed the van near the alley and observed a Caucasian male and an Hispanic male exit the van. Watson saw that the Hispanic male was carrying a "metal bat." Transcript at 266. She saw the two males enter the alley. She then saw the two men leave the alley "like they w[ere] on a mission" and reenter the van. Id. at 268. The Hispanic male still held the bat when Watson observed him reenter the van. The van then drove away.
Police arrived shortly after the attack on Torres and observed "a lot of blood coming from [Torres'] head." Id. at 232. Torres was eventually diagnosed with life-threatening trauma to the head, including multiple skull fractures, a subdural hematoma, and bleeding in the brain.
The next day, Rosales went to the home of his aunt, Michelle Rosales. Michelle observed that Rosales was nervous, and she asked him why he was nervous. Rosales told his aunt "he needed to leave and go back to Chicago." Id. at 326. Michelle took Rosales to a bus station in Indianapolis and bought him a ticket to board a bus to Chicago. Michelle then called Amanda Smith, who lived with Ball, and "asked her what was going on, [be]cause I knew something had happened, obviously[,] by the way [Rosales] was acting." Id. at 328. Smith told Michelle "what had ... happened," and Michelle called the police. Id. The police arrested Rosales at the bus station in Indianapolis.
On July 5, the State charged Rosales with attempted murder, a Class A felony, and participating in a criminal gang, a Class D felony. Rosales' was tried to a jury in January and February of 2013.
The jury found Rosales guilty as charged of attempted murder, and the trial court sentenced him accordingly. This appeal ensued.
Rosales raises a single issue for our review, namely, whether the trial court committed fundamental error when it instructed the jury on accomplice liability. As our Supreme Court has explained:
Brown v. State, 929 N.E.2d 204, 207 (Ind. 2010) (citations omitted); see also Hopkins v. State, 759 N.E.2d 633, 638 (Ind.2001); Canaan v. State, 683 N.E.2d 227, 235 n. 6 (Ind.1997).
The task of instructing the jury is left to the sound discretion of the trial court. As we have explained:
Williams v. State, 891 N.E.2d 621, 630 (Ind.Ct.App.2008) (citations and quotations omitted). When determining whether fundamental error occurred based on an incorrect jury instruction, "we look not to the erroneous instruction in isolation" but to "all relevant information given to the jury, including closing argument and other instructions." Boesch v. State, 778 N.E.2d 1276, 1279 (Ind.2002) (citations omitted).
Rosales asserts that the trial court committed fundamental error because it "fail[ed] to instruct the jury regarding the specific intent requirement for an attempted murder conviction based on accomplice liability...." Appellant's Br. at 5. In support, Rosales relies on Hopkins 759
Both Hopkins and Tiller are progeny of our Supreme Court's decision in Spradlin v. State, 569 N.E.2d 948, 950 (Ind.1991), in which the court held that, to convict a defendant of attempted murder, the State must prove that the defendant intended to kill the victim at the time the defendant took a substantial step toward committing murder. It is well established that a "Spradlin claim presents the potential for fundamental error." Ramsey v. State, 723 N.E.2d 869, 872 (Ind.2000) (emphasis added). Thus, stated another way, not every Spradlin claim amounts to fundamental error.
Rosales' reliance on Hopkins and Tiller is misplaced. In both cases, accomplice liability was the only theory of culpability supporting the defendant's conviction. Hopkins, 759 N.E.2d at 637; Tiller, 896 N.E.2d at 543. And in both cases the absence of an "intent to kill" jury instruction was fatal.
Here, the premise for Rosales' entire argument is that the jury must have found him guilty as an accomplice. But accomplice liability was not the exclusive theory for Rosales' conviction. Rather, the State's evidence thoroughly supports a jury finding that Rosales is guilty of attempted murder as the principal. In particular, Torres testified that Ball and Rosales jumped out of the van in the alley while he was heading home from a nearby business. Torres testified that Ball was unarmed, that he felt a blow to his head, and that, when he awoke after momentarily blacking out from the blow, he observed Rosales. Another witness, Watson, testified that she saw the van near the alley at the time of the attack and observed a Caucasian male and an Hispanic male exit the van. Watson saw that the Hispanic male was carrying a metal bat as he both entered into and fled from the alley. There is no dispute that Rosales is Hispanic and Ball is Caucasian. Following the attack, Rosales' aunt noticed that Rosales was unusually nervous, and he told her he wanted to leave for Chicago immediately. In her closing argument for the State, the prosecutor asserted that "this individual, this defendant, took that bat and swung it against Sergio Torres' head intending to kill him." Transcript at 518. And there is no question that the trial court properly instructed the jury that the crime of attempted murder requires the defendant to have "the specific intent to kill another person." Id. at 557; see Echols v. State, 722 N.E.2d 805, 807-08 (Ind.2000) (citing Taylor v. State, 616 N.E.2d 748, 749 (Ind. 1993)). In the alternative, the prosecutor also argued accomplice liability to the jury.
Again, when determining whether fundamental error occurred based on an incorrect jury instruction, "we look not to the erroneous instruction in isolation" but to "all relevant information given to the jury, including closing argument and other instructions." Boesch, 778 N.E.2d at 1279 (citations omitted). Here, unlike in Hopkins and Tiller, where accomplice liability was the only theory of liability and no intent to kill instruction was given, the evidence, arguments, and instructions support Rosales' conviction as the principal in the attempted murder of Torres. On appeal, Rosales does not argue that any evidence submitted to the jury suggests he
Not only is Rosales' conviction supported by sufficient evidence, but the trial court's instructions on accomplice liability were harmless because, on the facts of this case, they were not essential to Rosales' conviction. Rather, the trial court's additional instructions for alternative liability on the theory that Rosales may have been the accomplice were "mere surplusage ... [and] simply did not matter...." Thomas v. State, 827 N.E.2d 1131, 1134 (Ind.2005). In Thomas, the trial court instructed the jury on both Knowing or Intentional Murder and Felony Murder,
On appeal, the defendant argued that his trial counsel's failure to object to the erroneous Felony Murder instruction denied him his right to effective assistance of counsel and entitled him to a new trial. Our Supreme Court rejected the defendant's argument and affirmed his conviction, stating:
Id. (emphases added).
Our Supreme Court's reasoning in Thomas applies in this case. Here, the trial court properly instructed the jury on all the elements of the offense of attempted
Harmless error, by definition, is "an error that does not affect the substantial rights of a party." Lander v. State, 762 N.E.2d 1208, 1213 (Ind.2002). Where an error is harmless, we may not grant relief or reverse on appeal. App. R. 66. Harmless error is the exact opposite of fundamental error, which requires "clearly blatant violations of basic and elementary principles of due process." Canaan, 683 N.E.2d at 235 n. 6.
"The trial court should not have included the word `knowingly'" in its accomplice liability instructions. Ramsey, 723 N.E.2d at 872; Transcript at 563-64. But that is not enough in itself to demonstrate fundamental error on the facts of this case. The court properly instructed the jury on finding Rosales guilty as the principal, and the evidence amply supports Rosales' conviction as the principal. Rosales' argument on appeal requires this court to speculate that the some or all of the jurors rejected this basis for liability. But, as then-Justice Dickson has explained, while "`the verdict may have been the result of compromise, or of a mistake on the part of the jury[,] ... verdicts cannot be upset by speculation or inquiry into such matters.'" Beattie v. State, 924 N.E.2d 643, 645 (Ind.2010) (quoting Dunn v. United States, 284 U.S. 390, 394, 52 S.Ct. 189, 76 L.Ed. 356 (1932)). Rather, "`a criminal defendant already is afforded protection against jury irrationality or error by the independent review of the sufficiency of the evidence.'" Id. at 649 (quoting United States v. Powell, 469 U.S. 57, 67, 105 S.Ct. 471, 83 L.Ed.2d 461 (1984)). The fundamental error exception to the contemporaneous objection rule requires a showing of "harm or potential for harm [that] is substantial." Brown, 929 N.E.2d at 207. Harm that is grounded in speculation is not substantial. See id. at 645.
In sum, Rosales' argument on appeal must fail. There is more than sufficient evidence in the record that Rosales was the principal in the attack on Torres and, as such, the evidence supports the jury's verdict that Rosales committed attempted murder. Considering all relevant information given to the jury, including closing argument and other instructions, Boesch, 778 N.E.2d at 1279, we cannot say that the instruction error claimed by Rosales denied him "fundamental due process" or "ma[d]e a fair trial impossible" or constituted "clearly blatant violations of basic and elementary principles of due process," Brown, 929 N.E.2d at 207. As we have already noted, not every Spradlin claim amounts to fundamental error. The fundamental error exception is available only in "egregious circumstances." Id. The record shows that Rosales was fairly tried and convicted.
Affirmed.
BAKER, J., concurs.
CRONE, J., dissents with separate opinion.
It is undisputed that the trial court erred in instructing the jury on accomplice liability, and it is also undisputed that the record is silent regarding whether the jury found Rosales guilty of attempted murder as an accomplice or as a principal. Relying on Thomas, the majority concludes that the error was not fundamental. I respectfully disagree.
The majority states that "when the jury found Rosales guilty of attempted murder, the State had met its burden of proof on each and every element of the offense of attempted murder, and it `simply does not matter how' the jury was instructed on accomplice liability." Op. at 1019 (quoting Thomas, 827 N.E.2d at 1132-33). I believe that it very much does matter in this case. In Thomas, both the charging information and the jury instructions contained each of the elements of "Knowing or Intentional Murder." Here, however, Rosales was not charged under an accomplice liability theory, and the preliminary instructions did not mention accomplice liability. Only the final instructions mentioned accomplice liability, and those instructions were erroneous because they failed to inform the jury that an accomplice to attempted murder must act with the specific intent to kill. As Rosales states, "the instructions provided the jury two distinct bases for finding [him] guilty of attempted murder, one where he was required to have an intent to kill and one which required no intent to kill whatever, only the aiding inducing or causing of a crime." Appellant's Reply Br. at 5. Although the jurors could have convicted Rosales as a principal, it is equally likely that they could have convicted him as an accomplice based on an erroneous instruction. In my view, the erroneous instruction made a fair trial impossible and therefore constituted fundamental error. Consequently, I would reverse Rosales's attempted murder conviction and remand for a new trial.
827 N.E.2d at 1132-33.